| Name | Title | Ownership | Since |
|---|---|---|---|
| Bayard Nmn Dodge Control | Chief Compliance Officer | Under 5% | 2023 |
| David Charles Kaplan Control | Co-Ceo | Under 5% | 2003 |
| David Morris Shepherd Control | Co-Ceo | Under 5% | 2003 |
Shepherd Kaplan LLC reports $9.4 billion in regulatory assets under management on its Form ADV.
Shepherd Kaplan LLC reports 46 employees.
Shepherd Kaplan LLC is based in Boston, MA and has been SEC-registered since 2003.
Shepherd Kaplan LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 53 State Street, 23rd Floor, Boston, MA 02109-2820 |
| Phone | 617-896-1600 |
| Fax | 617-896-1650 |
| Office hours | 8:30a.m. To 5:30p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
| Discretionary | $814.1M |
| Non-discretionary | $8.58B |
| Total (RAUM) | $9.4B |