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Shufro, Rose & Co., LLC

● SEC registered since 1955CRD 3403SEC# 801-977New York, NY
Export (members)
Reg. AUM
$2.17B
Employees
27
Accounts
1,338
Location
New York, NY

Shufro, Rose & Co., LLC assets under management

Shufro, Rose & Co., LLC is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 1955. It reports $2.2 billion in regulatory assets under management and employs 27 people.

Shufro, Rose & Co., LLC owners & executives

7 reported
NameTitleOwnershipSince
Gregory David Shufro ControlPrincipal And Senior Financial Advisor10-25%2008
Harvey Wacht ControlPrincipal And Senior Financial Advisor5-10%2003
John Marinus Contant ControlPrincipal And Senior Financial Advisor10-25%2004
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Frequently asked questions

How much does Shufro, Rose & Co., LLC manage?

Shufro, Rose & Co., LLC reports $2.2 billion in regulatory assets under management on its Form ADV.

How many employees does Shufro, Rose & Co., LLC have?

Shufro, Rose & Co., LLC reports 27 employees.

Where is Shufro, Rose & Co., LLC located?

Shufro, Rose & Co., LLC is based in New York, NY and has been SEC-registered since 1955.

Does Shufro, Rose & Co., LLC disclose fund performance?

Shufro, Rose & Co., LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address600 Lexington Avenue, 15th Floor, New York, NY 10022
Phone212-754-5100
Fax212-754-5111
Office hours9 a.m. - 5 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$2.09B
Non-discretionary$70.9M
Total (RAUM)$2.17B