PPrivate Fund Data Log in Join · $37/mo

Sierra Financial Advisory Incorporated

● SEC registered since 2019CRD 130934SEC# 801-117220
Export (members)
Reg. AUM
$126.2M
Employees
2
Accounts
445
Location
—

Sierra Financial Advisory Incorporated assets under management

Sierra Financial Advisory Incorporated operates as an SEC-registered investment adviser. The firm has been registered since 2019. It reports $126.2 million in regulatory assets under management and employs 2 people.
www.sierrafinancialadvisory.comView on SEC.gov ↗

Sierra Financial Advisory Incorporated owners & executives

2 reported
NameTitleOwnershipSince
Joseph Tomkiewicz ControlChief Compliance Officer/PresidentOver 75%2004
Michael Henry TomkiewiczPartner, Ia Representative10-25%2024

Frequently asked questions

How much does Sierra Financial Advisory Incorporated manage?

Sierra Financial Advisory Incorporated reports $126.2 million in regulatory assets under management on its Form ADV.

How many employees does Sierra Financial Advisory Incorporated have?

Sierra Financial Advisory Incorporated reports 2 employees.

Does Sierra Financial Advisory Incorporated disclose fund performance?

Sierra Financial Advisory Incorporated is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone530-470-8939
Fax530-470-8749
Office hours8 a.m. To 4 p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$120.5M
Non-discretionary$5.7M
Total (RAUM)$126.2M