| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrew David Kilbarger Control | Chief Compliance Officer | Under 5% | 2022 |
| Brandon David Rydell Control | President | Under 5% | 2007 |
| Dana Elise Rhodes Control | Chief Operating Officer | Under 5% | 2025 |
Sigma Planning Corporation reports $5.7 billion in regulatory assets under management on its Form ADV.
Sigma Planning Corporation reports 462 employees.
Sigma Planning Corporation is based in Ann Arbor, MI and has been SEC-registered since 1984.
Sigma Planning Corporation is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 300 Parkland Plaza, Ann Arbor, MI 48103 |
| Phone | 734-663-1611 |
| Fax | 734-663-0213 |
| Office hours | 8:00 a.m. To 5:00 p.m. Et |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1449126 |
| Discloses disciplinary history | Yes |
| Discretionary | $5.64B |
| Non-discretionary | $14.7M |
| Total (RAUM) | $5.66B |