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Simplex Wealth Management, LLC

CRD 170265SEC# 801-101496Danville, CA
Export (members)
No longer SEC-registered. Simplex Wealth Management, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$258.9M
Employees
9
Accounts
769
Location
Danville, CA

Simplex Wealth Management, LLC assets under management

Simplex Wealth Management, LLC is an investment advisory firm registered with the SEC based in Danville, CA. It reports $258.9 million in regulatory assets under management and employs 9 people.
View on SEC.gov ↗

Simplex Wealth Management, LLC owners & executives

1 reported
NameTitleOwnershipSince
John Ho Seo ControlManaging Member/Chief Compliance OfficerOver 75%2013

Frequently asked questions

How much does Simplex Wealth Management, LLC manage?

Simplex Wealth Management, LLC reports $258.9 million in regulatory assets under management on its Form ADV.

How many employees does Simplex Wealth Management, LLC have?

Simplex Wealth Management, LLC reports 9 employees.

Where is Simplex Wealth Management, LLC located?

Simplex Wealth Management, LLC is based in Danville, CA.

Does Simplex Wealth Management, LLC disclose fund performance?

Simplex Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address500 la Gonda Way, Suite 210, Danville, CA 94526
Office hours8:00 a.m. To 5:00 p.m.
Discloses disciplinary historyNo

Assets under management

Discretionary$257.7M
Non-discretionary$1.2M
Total (RAUM)$258.9M