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Slocum Gordon & Co LLP

● SEC registered since 1979CRD 104929SEC# 801-14301Newport, RI
Export (members)
Reg. AUM
$225.2M
Employees
6
Accounts
138
Location
Newport, RI

Slocum Gordon & Co LLP assets under management

Slocum Gordon & Co LLP is an investment advisory firm registered with the SEC based in Newport, RI. The firm has been registered since 1979. It reports $225.2 million in regulatory assets under management and employs 6 people.
www.slocumgordon.comView on SEC.gov ↗

Slocum Gordon & Co LLP owners & executives

3 reported
NameTitleOwnershipSince
Barclay Douglas ControlPartner25-50%1981
Jeffrey L. Gordon ControlPartner25-50%1978
Kenneth Morgan LindhChief Compliance Officer / Partner10-25%2004

Frequently asked questions

How much does Slocum Gordon & Co LLP manage?

Slocum Gordon & Co LLP reports $225.2 million in regulatory assets under management on its Form ADV.

How many employees does Slocum Gordon & Co LLP have?

Slocum Gordon & Co LLP reports 6 employees.

Where is Slocum Gordon & Co LLP located?

Slocum Gordon & Co LLP is based in Newport, RI and has been SEC-registered since 1979.

Does Slocum Gordon & Co LLP disclose fund performance?

Slocum Gordon & Co LLP is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address39 Mill Street, Newport, RI 02840
Phone401-849-4900
Fax401-849-4947
Office hours9:00 a.m. - 5:00 p.m.
SEC regionBoston Regional Office (BRO)
CIK1993325
Discloses disciplinary historyNo

Assets under management

Discretionary$225.2M
Non-discretionary$0
Total (RAUM)$225.2M