PPrivate Fund Data Log in Join · $37/mo

Sma Capital LLC

● SEC registered since 2025CRD 335168SEC# 801-132287Stamford, CT
Export (members)
Reg. AUM
$314.4M
Employees
8
Accounts
4
Location
Stamford, CT

Sma Capital LLC assets under management

Sma Capital LLC is an SEC-registered investment adviser based in Stamford, CT. The firm has been registered since 2025. It reports $314.4 million in regulatory assets under management and employs 8 people.

Sma Capital LLC owners & executives

3 reported
NameTitleOwnershipSince
Edward Wilson DavisMember10-25%2024
Jesse Andrew YorioChief Compliance Officer And Member10-25%2025
Philip Mark Harris ControlManaging Member, Chief Investment Officer, And Chief Executive Officer50-75%2024

Frequently asked questions

How much does Sma Capital LLC manage?

Sma Capital LLC reports $314.4 million in regulatory assets under management on its Form ADV.

How many employees does Sma Capital LLC have?

Sma Capital LLC reports 8 employees.

Where is Sma Capital LLC located?

Sma Capital LLC is based in Stamford, CT and has been SEC-registered since 2025.

Does Sma Capital LLC disclose fund performance?

Sma Capital LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address243 Tresser Blvd, 17th Floor, Stark Office Suites, Stamford, CT 06901
Phone(860) 839-0074
Office hours9a.m. - 5p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$314.4M
Non-discretionary$0
Total (RAUM)$314.4M