| Name | Title | Ownership | Since |
|---|---|---|---|
| John L. Smallwood, Sr Investment Trust Control | Member | Over 75% | 2017 |
| John Lewis Smallwood Control | Chief Compliance Officer | Under 5% | 2017 |
| John Lewis Smallwood Control | Trustee | Over 75% | 2017 |
Smallwood Wealth Investment Management, LLC reports $294.5 million in regulatory assets under management on its Form ADV.
Smallwood Wealth Investment Management, LLC reports 12 employees.
Smallwood Wealth Investment Management, LLC is based in Red Bank, NJ and has been SEC-registered since 2017.
Smallwood Wealth Investment Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 199 Broad Street, Red Bank, NJ 07701 |
| Phone | (732) 542-1565 |
| Fax | (732) 389-0488 |
| Office hours | 8:00 a.m.-5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
| Discretionary | $294.5M |
| Non-discretionary | $77K |
| Total (RAUM) | $294.5M |