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Smartleaf Asset Management LLC

● SEC registered since 2015CRD 172273SEC# 801-80910Boston, MA
Export (members)
Reg. AUM
$3.68B
Employees
15
Accounts
12,408
Location
Boston, MA

Smartleaf Asset Management LLC assets under management

Smartleaf Asset Management LLC is an investment advisory firm registered with the SEC based in Boston, MA. The firm has been registered since 2015. It reports $3.7 billion in regulatory assets under management and employs 15 people.
www.smartleafam.comView on SEC.gov ↗

Smartleaf Asset Management LLC owners & executives

4 reported
NameTitleOwnershipSince
Diana W Neuss ControlMember, Chief Compliance OfficerUnder 5%2015
Gerard Alexander Michael ControlManaging MemberUnder 5%2014
Smartleaf Inc ControlManaging Member, Parent CompanyOver 75%2014
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Frequently asked questions

How much does Smartleaf Asset Management LLC manage?

Smartleaf Asset Management LLC reports $3.7 billion in regulatory assets under management on its Form ADV.

How many employees does Smartleaf Asset Management LLC have?

Smartleaf Asset Management LLC reports 15 employees.

Where is Smartleaf Asset Management LLC located?

Smartleaf Asset Management LLC is based in Boston, MA and has been SEC-registered since 2015.

Does Smartleaf Asset Management LLC disclose fund performance?

Smartleaf Asset Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

AddressOne Bowdoin Square, Suite 1000, 10th Floor, Boston, MA 02114
Phone857-366-9340
Fax617-491-5556
Office hours9a.m. To 5p.m.
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$3.68B
Non-discretionary$0
Total (RAUM)$3.68B