PPrivate Fund Data Log in Join · $37/mo

Smbc Asset Management, Inc.

● SEC registered since 2026CRD 109691SEC# 801-136399New York, NY
Export (members)
Reg. AUM
—
Employees
6
Accounts
—
Location
New York, NY

Smbc Asset Management, Inc. assets under management

Smbc Asset Management, Inc. is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2026. It employs 6 people.
View on SEC.gov ↗

Smbc Asset Management, Inc. owners & executives

5 reported
NameTitleOwnershipSince
Smbc Americas Holdings, Inc. ControlShareholderOver 75%2024
Tsuyoshi (nmn) Niijima ControlPresident And Ceo / DirectorUnder 5%2024
Wei (nmn) Zhao ControlChief Compliance OfficerUnder 5%2026
See all 5 owners & executives — unlock the full record.
Join to unlock · $37/mo

Frequently asked questions

How many employees does Smbc Asset Management, Inc. have?

Smbc Asset Management, Inc. reports 6 employees.

Where is Smbc Asset Management, Inc. located?

Smbc Asset Management, Inc. is based in New York, NY and has been SEC-registered since 2026.

Does Smbc Asset Management, Inc. disclose fund performance?

Smbc Asset Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address277 Park Avenue, 5th Floor, New York, NY 10172
Phone212-418-3030
Office hours9:00 a.m. To 5:00 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo