| Name | Title | Ownership | Since |
|---|---|---|---|
| Christina Rosemary Coster Control | Chief Operating Officer | Under 5% | 2021 |
| Erwin Defensor Tonogbanua Control | Vice President \ Portfolio Manager | Under 5% | 2012 |
| Jiang Peng Control | Co-President \ Chief Investment Officer \ Shareholder | 10-25% | 2012 |
Smith Affiliated Capital Corp reports $1.7 billion in regulatory assets under management on its Form ADV.
Smith Affiliated Capital Corp reports 10 employees.
Smith Affiliated Capital Corp is based in New York, NY and has been SEC-registered since 1982.
Smith Affiliated Capital Corp is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 45 Broadway, Suite 210, New York, NY 10006 |
| Phone | 212-644-9440 |
| Fax | 212-644-1979 |
| Office hours | 9 a.m.-5 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
| Discretionary | $836.9M |
| Non-discretionary | $907.7M |
| Total (RAUM) | $1.74B |