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Smith Anglin Financial, LLC

CRD 144386SEC# 801-68157Dallas, TX
Export (members)
No longer SEC-registered. Smith Anglin Financial, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$2.01B
Employees
16
Accounts
3,824
Location
Dallas, TX

Smith Anglin Financial, LLC assets under management

Smith Anglin Financial, LLC operates as an SEC-registered investment adviser based in Dallas, TX. It reports $2 billion in regulatory assets under management and employs 16 people.

Smith Anglin Financial, LLC owners & executives

4 reported
NameTitleOwnershipSince
Christopher Brian Lott ControlManaging Member25-50%2007
Regis Scott Moxley ControlManaging Member25-50%2007
Steven Wayne Anglin ControlManaging Member / Chief Compliance Officer25-50%2007
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Frequently asked questions

How much does Smith Anglin Financial, LLC manage?

Smith Anglin Financial, LLC reports $2 billion in regulatory assets under management on its Form ADV.

How many employees does Smith Anglin Financial, LLC have?

Smith Anglin Financial, LLC reports 16 employees.

Where is Smith Anglin Financial, LLC located?

Smith Anglin Financial, LLC is based in Dallas, TX.

Does Smith Anglin Financial, LLC disclose fund performance?

Smith Anglin Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address14755 Preston Road., Suite 700, Dallas, TX 75254
Office hours8:00 a.m. - 5:00 p.m.
Discloses disciplinary historyNo

Assets under management

Discretionary$1.94B
Non-discretionary$76M
Total (RAUM)$2.01B