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Smith, Brian David

● SEC registered since 2026CRD 121757SEC# 801-136439Greenville, SC
Export (members)
Reg. AUM
$133M
Employees
2
Accounts
656
Location
Greenville, SC

Smith, Brian David assets under management

Smith, Brian David is an investment advisory firm registered with the SEC based in Greenville, SC. The firm has been registered since 2026. It reports $133 million in regulatory assets under management and employs 2 people.
www.southeastfinancialadvisors.comView on SEC.gov ↗

Smith, Brian David owners & executives

1 reported
NameTitleOwnershipSince
Brian David Smith ControlPresident /Chief Compliance OfficerOver 75%1998

Frequently asked questions

How much does Smith, Brian David manage?

Smith, Brian David reports $133 million in regulatory assets under management on its Form ADV.

How many employees does Smith, Brian David have?

Smith, Brian David reports 2 employees.

Where is Smith, Brian David located?

Smith, Brian David is based in Greenville, SC and has been SEC-registered since 2026.

Does Smith, Brian David disclose fund performance?

Smith, Brian David is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

AddressC/O 107 Manly Street, Greenville, SC 29601
Phone864-284-6511
Fax864-284-6512
Office hours9:00 a.m. - 4:00 p.m.
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$131.9M
Non-discretionary$1M
Total (RAUM)$133M