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Smith Brothers Financial, LLC

● SEC registered since 2022CRD 322951SEC# 801-126687Glastonbury, CT
Export (members)
Reg. AUM
$999.2M
Employees
8
Accounts
448
Location
Glastonbury, CT

Smith Brothers Financial, LLC assets under management

Smith Brothers Financial, LLC is a registered investment adviser overseen by the SEC based in Glastonbury, CT. The firm has been registered since 2022. It reports $999.2 million in regulatory assets under management and employs 8 people.
smithbrothersfs.comView on SEC.gov ↗

Smith Brothers Financial, LLC owners & executives

5 reported
NameTitleOwnershipSince
Andrea Elizabeth Camoin ControlChief Compliance Officer5-10%2023
Jeffrey GiantonioMemberUnder 5%2022
Joseph Brian Smith ControlChief Executive Officer50-75%2022
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Frequently asked questions

How much does Smith Brothers Financial, LLC manage?

Smith Brothers Financial, LLC reports $999.2 million in regulatory assets under management on its Form ADV.

How many employees does Smith Brothers Financial, LLC have?

Smith Brothers Financial, LLC reports 8 employees.

Where is Smith Brothers Financial, LLC located?

Smith Brothers Financial, LLC is based in Glastonbury, CT and has been SEC-registered since 2022.

Does Smith Brothers Financial, LLC disclose fund performance?

Smith Brothers Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address68 National Drive, Glastonbury, CT 06033
Phone(800) 426-6946
Office hours8:30a.m. To 5:00p.m.
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$222.2M
Non-discretionary$776.9M
Total (RAUM)$999.2M