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Smith Financial Investment Advisors, Inc.

● SEC registered since 2010CRD 154022SEC# 801-71492Kokomo, IN
Export (members)
Reg. AUM
$378M
Employees
5
Accounts
613
Location
Kokomo, IN

Smith Financial Investment Advisors, Inc. assets under management

Smith Financial Investment Advisors, Inc. operates as an SEC-registered investment adviser based in Kokomo, IN. The firm has been registered since 2010. It reports $378 million in regulatory assets under management and employs 5 people.
www.smithfinancial.comView on SEC.gov ↗

Smith Financial Investment Advisors, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Aaron Taylor Smith ControlChief Compliance OfficerUnder 5%2010
Richard Allen Smith ControlPresidentOver 75%2010

Frequently asked questions

How much does Smith Financial Investment Advisors, Inc. manage?

Smith Financial Investment Advisors, Inc. reports $378 million in regulatory assets under management on its Form ADV.

How many employees does Smith Financial Investment Advisors, Inc. have?

Smith Financial Investment Advisors, Inc. reports 5 employees.

Where is Smith Financial Investment Advisors, Inc. located?

Smith Financial Investment Advisors, Inc. is based in Kokomo, IN and has been SEC-registered since 2010.

Does Smith Financial Investment Advisors, Inc. disclose fund performance?

Smith Financial Investment Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1830 S. Plate St., Kokomo, IN 46902
Phone765-459-4111
Fax765-454-7589
Office hours9:00 a.m. - 4:30 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$265.3M
Non-discretionary$112.8M
Total (RAUM)$378M