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Smith Group Asset Management, LLC

● SEC registered since 2021CRD 313265SEC# 801-120777Dallas, TX
Export (members)
Reg. AUM
$1.71B
Employees
15
Accounts
1,509
Location
Dallas, TX

Smith Group Asset Management, LLC assets under management

Smith Group Asset Management, LLC is an investment advisory firm registered with the SEC based in Dallas, TX. The firm has been registered since 2021. It reports $1.7 billion in regulatory assets under management and employs 15 people.

Smith Group Asset Management, LLC owners & executives

20 reported
NameTitleOwnershipSince
Cantor Fitzgerald Investment Advisors ControlManaging Member50-75%2021
John David Brim ControlPresident And Chief Investment OfficerUnder 5%2021
John Joseph Jones ControlSenior Managing Director & SecretaryUnder 5%2021
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Frequently asked questions

How much does Smith Group Asset Management, LLC manage?

Smith Group Asset Management, LLC reports $1.7 billion in regulatory assets under management on its Form ADV.

How many employees does Smith Group Asset Management, LLC have?

Smith Group Asset Management, LLC reports 15 employees.

Where is Smith Group Asset Management, LLC located?

Smith Group Asset Management, LLC is based in Dallas, TX and has been SEC-registered since 2021.

Does Smith Group Asset Management, LLC disclose fund performance?

Smith Group Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address100 Crescent Court, Dallas, TX 75201
Phone214-880-4600
Office hours8a.m.-5p.m. Est
SEC regionFort Worth Regional Office (FWRO)
Discloses disciplinary historyYes

Assets under management

Discretionary$1.71B
Non-discretionary$0
Total (RAUM)$1.71B