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Smith Moore & Co.

● SEC registered since 2007CRD 3441SEC# 801-68175Clayton, MO
Export (members)
Reg. AUM
$2.01B
Employees
65
Accounts
5,353
Location
Clayton, MO

Smith Moore & Co. assets under management

Smith Moore & Co. is an investment advisory firm registered with the SEC based in Clayton, MO. The firm has been registered since 2007. It reports $2 billion in regulatory assets under management and employs 65 people.
www.linkedin.com/company/smith-moore-&-companyView on SEC.gov ↗

Smith Moore & Co. owners & executives

9 reported
NameTitleOwnershipSince
Amy Lynn Brody ControlChief Financial Officer, FinopUnder 5%2017
Barbara Ann Kraft ControlChief Operating OfficerUnder 5%2022
Daniel Patrick Moran ControlChief Technology OfficerUnder 5%2024
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Frequently asked questions

How much does Smith Moore & Co. manage?

Smith Moore & Co. reports $2 billion in regulatory assets under management on its Form ADV.

How many employees does Smith Moore & Co. have?

Smith Moore & Co. reports 65 employees.

Where is Smith Moore & Co. located?

Smith Moore & Co. is based in Clayton, MO and has been SEC-registered since 2007.

Does Smith Moore & Co. disclose fund performance?

Smith Moore & Co. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address7777 Bonhomme Avenue, Suite 2400, Clayton, MO 63105
Phone314-727-5225
Fax855-299-0958
Office hours8:00a.m. - 5:00p.m.
SEC regionChicago Regional Office (CHRO)
CIK200724
Discloses disciplinary historyYes

Assets under management

Discretionary$1.88B
Non-discretionary$126M
Total (RAUM)$2.01B