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Socha Financial Group, LLC

● SEC registered since 2019CRD 299263SEC# 801-114654Corning, NY
Export (members)
Reg. AUM
$410.4M
Employees
5
Accounts
1,627
Location
Corning, NY

Socha Financial Group, LLC assets under management

Socha Financial Group, LLC is a registered investment adviser overseen by the SEC based in Corning, NY. The firm has been registered since 2019. It reports $410.4 million in regulatory assets under management and employs 5 people.
www.sochafinancial.comView on SEC.gov ↗

Socha Financial Group, LLC owners & executives

3 reported
NameTitleOwnershipSince
Jolie McCarthy ControlMember10-25%2019
Michael Eric Socha ControlMember, Ceo, Cio25-50%2019
Michelle Socha Vang ControlChief Compliance Officer, Member25-50%2019

Frequently asked questions

How much does Socha Financial Group, LLC manage?

Socha Financial Group, LLC reports $410.4 million in regulatory assets under management on its Form ADV.

How many employees does Socha Financial Group, LLC have?

Socha Financial Group, LLC reports 5 employees.

Where is Socha Financial Group, LLC located?

Socha Financial Group, LLC is based in Corning, NY and has been SEC-registered since 2019.

Does Socha Financial Group, LLC disclose fund performance?

Socha Financial Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address181 East Second Street, Corning, NY 14830
Phone607-962-0605
Fax607-962-0933
Office hours8:00 a.m. - 5:00 p.m.
SEC regionNew York Regional Office (NYRO)
CIK1967966
Discloses disciplinary historyNo

Assets under management

Discretionary$410.4M
Non-discretionary$0
Total (RAUM)$410.4M