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Sonata Capital Group Inc

● SEC registered since 2000CRD 111277SEC# 801-57515Seattle, WA
Export (members)
Reg. AUM
$332.6M
Employees
5
Accounts
190
Location
Seattle, WA

Sonata Capital Group Inc assets under management

Sonata Capital Group Inc is an investment advisory firm registered with the SEC based in Seattle, WA. The firm has been registered since 2000. It reports $332.6 million in regulatory assets under management and employs 5 people.
sonatacapital.comView on SEC.gov ↗

Sonata Capital Group Inc owners & executives

2 reported
NameTitleOwnershipSince
David Franklin Hill ControlManaging Director50-75%2002
Timothy Ross Cummins ControlManaging Director/Chief Compliance Officer50-75%2000

Frequently asked questions

How much does Sonata Capital Group Inc manage?

Sonata Capital Group Inc reports $332.6 million in regulatory assets under management on its Form ADV.

How many employees does Sonata Capital Group Inc have?

Sonata Capital Group Inc reports 5 employees.

Where is Sonata Capital Group Inc located?

Sonata Capital Group Inc is based in Seattle, WA and has been SEC-registered since 2000.

Does Sonata Capital Group Inc disclose fund performance?

Sonata Capital Group Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2001 6th Ave, Suite 3410, Seattle, WA 98121
Phone206-256-4400
Fax206-256-4416
Office hours6:30a.m. To 3:30 p.m.
SEC regionSan Francisco Regional Office (SFRO)
CIK1172036
Discloses disciplinary historyNo

Assets under management

Discretionary$332.6M
Non-discretionary$0
Total (RAUM)$332.6M