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Sonora Investment Management Group, LLC

CRD 315312SEC# 801-121799Tucson, AZ
Export (members)
No longer SEC-registered. Sonora Investment Management Group, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$2.44B
Employees
17
Accounts
3,940
Location
Tucson, AZ

Sonora Investment Management Group, LLC assets under management

Sonora Investment Management Group, LLC is an SEC-registered investment adviser based in Tucson, AZ. It reports $2.4 billion in regulatory assets under management and employs 17 people.

Sonora Investment Management Group, LLC owners & executives

18 reported
NameTitleOwnershipSince
Focus Operating, LLC ControlMember (manager)Over 75%2021
Ludwell Graham Gaines ControlPrincipalUnder 5%2021
Michael H Arko ControlPrincipalUnder 5%2021
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Frequently asked questions

How much does Sonora Investment Management Group, LLC manage?

Sonora Investment Management Group, LLC reports $2.4 billion in regulatory assets under management on its Form ADV.

How many employees does Sonora Investment Management Group, LLC have?

Sonora Investment Management Group, LLC reports 17 employees.

Where is Sonora Investment Management Group, LLC located?

Sonora Investment Management Group, LLC is based in Tucson, AZ.

Does Sonora Investment Management Group, LLC disclose fund performance?

Sonora Investment Management Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2343 E. Broadway Blvd, Suite 116, Tucson, AZ 85719
Office hours7:30 a.m. - 4:30 p.m.
Discloses disciplinary historyNo

Assets under management

Discretionary$2.37B
Non-discretionary$69.5M
Total (RAUM)$2.44B