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Sorrento Pacific Financial, LLC

CRD 127787SEC# 801-70354San Diego, CA
Export (members)
No longer SEC-registered. Sorrento Pacific Financial, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$222.3M
Employees
248
Accounts
924
Location
San Diego, CA

Sorrento Pacific Financial, LLC assets under management

Sorrento Pacific Financial, LLC is a registered investment adviser overseen by the SEC based in San Diego, CA. It reports $222.3 million in regulatory assets under management and employs 248 people.
View on SEC.gov ↗

Sorrento Pacific Financial, LLC owners & executives

9 reported
NameTitleOwnershipSince
Amanda Candelmo Hawley ControlCorporate SecretaryUnder 5%2023
Aws 3, Inc. ControlMemberOver 75%2017
Kevin Lawrence Beard ControlManagerUnder 5%2017
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Frequently asked questions

How much does Sorrento Pacific Financial, LLC manage?

Sorrento Pacific Financial, LLC reports $222.3 million in regulatory assets under management on its Form ADV.

How many employees does Sorrento Pacific Financial, LLC have?

Sorrento Pacific Financial, LLC reports 248 employees.

Where is Sorrento Pacific Financial, LLC located?

Sorrento Pacific Financial, LLC is based in San Diego, CA.

Does Sorrento Pacific Financial, LLC disclose fund performance?

Sorrento Pacific Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address10150 Meanley Drive, 1st Floor, San Diego, CA 92131
Office hours8:00a.m. - 4:30p.m. Pst
Discloses disciplinary historyYes

Assets under management

Discretionary$149M
Non-discretionary$73.3M
Total (RAUM)$222.3M