| Name | Title | Ownership | Since |
|---|---|---|---|
| Cordan LLC Control | Owner | 25-50% | 2021 |
| Cory Edwin Shepherd Control | President & Chief Compliance Officer | Under 5% | 2018 |
| Galt's Refuge LLC Control | Owner | 50-75% | 2021 |
Sound Financial, LLC reports $169.8 million in regulatory assets under management on its Form ADV.
Sound Financial, LLC reports 8 employees.
Sound Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Phone | 425-332-6568 |
| Fax | N/A |
| Office hours | Not Applicable - Office Visits By Appointment Only |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
| Discretionary | $149.7M |
| Non-discretionary | $20.2M |
| Total (RAUM) | $169.8M |