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Sound Financial Management, Inc.

● SEC registered since 2025CRD 122670SEC# 801-132274Raleigh, NC
Export (members)
Reg. AUM
$110.7M
Employees
2
Accounts
420
Location
Raleigh, NC

Sound Financial Management, Inc. assets under management

Sound Financial Management, Inc. operates as an SEC-registered investment adviser based in Raleigh, NC. The firm has been registered since 2025. It reports $110.7 million in regulatory assets under management and employs 2 people.
View on SEC.gov ↗

Sound Financial Management, Inc. owners & executives

2 reported
NameTitleOwnershipSince
William Alex Sloan ControlVice PresidentUnder 5%2018
William Brown Sloan ControlPresident/CcoOver 75%1997

Frequently asked questions

How much does Sound Financial Management, Inc. manage?

Sound Financial Management, Inc. reports $110.7 million in regulatory assets under management on its Form ADV.

How many employees does Sound Financial Management, Inc. have?

Sound Financial Management, Inc. reports 2 employees.

Where is Sound Financial Management, Inc. located?

Sound Financial Management, Inc. is based in Raleigh, NC and has been SEC-registered since 2025.

Does Sound Financial Management, Inc. disclose fund performance?

Sound Financial Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address8362 Six Forks Rd. Suite 202, Raleigh, NC 27615
Phone919-845-6600
Fax919-237-9132
Office hours8:30 a.m. -5:00 p.m.
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$110.7M
Non-discretionary$0
Total (RAUM)$110.7M