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Soundview Advisors, Inc.

● SEC registered since 2008CRD 114437SEC# 801-68960Olympia, WA
Export (members)
Reg. AUM
$408.1M
Employees
11
Accounts
1,084
Location
Olympia, WA

Soundview Advisors, Inc. assets under management

Soundview Advisors, Inc. is an investment advisory firm registered with the SEC based in Olympia, WA. The firm has been registered since 2008. It reports $408.1 million in regulatory assets under management and employs 11 people.

Soundview Advisors, Inc. owners & executives

4 reported
NameTitleOwnershipSince
Kevin Lee Slater ControlPresident25-50%2007
Kevin M Rigg ControlTreasurer & Chief Technology Officer25-50%2009
Nathan Walter PorterChief Compliance OfficerUnder 5%2021
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Frequently asked questions

How much does Soundview Advisors, Inc. manage?

Soundview Advisors, Inc. reports $408.1 million in regulatory assets under management on its Form ADV.

How many employees does Soundview Advisors, Inc. have?

Soundview Advisors, Inc. reports 11 employees.

Where is Soundview Advisors, Inc. located?

Soundview Advisors, Inc. is based in Olympia, WA and has been SEC-registered since 2008.

Does Soundview Advisors, Inc. disclose fund performance?

Soundview Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1441 West Bay Drive, Suite 201, Olympia, WA 98502
Phone360-867-9890
Fax360-867-9848
Office hours8 a.m. To 4:30 p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$343M
Non-discretionary$65.1M
Total (RAUM)$408.1M