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Southern Capital Services, Inc.

● SEC registered since 2017CRD 105582SEC# 801-111685Daphne, AL
Export (members)
Reg. AUM
$174.1M
Employees
9
Accounts
711
Location
Daphne, AL

Southern Capital Services, Inc. assets under management

Southern Capital Services, Inc. operates as an SEC-registered investment adviser based in Daphne, AL. The firm has been registered since 2017. It reports $174.1 million in regulatory assets under management and employs 9 people.

Southern Capital Services, Inc. owners & executives

3 reported
NameTitleOwnershipSince
David Erle Lindsey ControlTreasurer10-25%1998
Terry Edward Nager ControlPresident50-75%1982
Wendy Louise Nelson Bailey ControlChief Compliance Officer; Vice-PresidentUnder 5%2011

Frequently asked questions

How much does Southern Capital Services, Inc. manage?

Southern Capital Services, Inc. reports $174.1 million in regulatory assets under management on its Form ADV.

How many employees does Southern Capital Services, Inc. have?

Southern Capital Services, Inc. reports 9 employees.

Where is Southern Capital Services, Inc. located?

Southern Capital Services, Inc. is based in Daphne, AL and has been SEC-registered since 2017.

Does Southern Capital Services, Inc. disclose fund performance?

Southern Capital Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address29000 US Hwy 98, The Summit, Suite 203-B, Daphne, AL 36526
Phone251-626-1140
Fax251-626-3257
Office hours8:30a.m. - 5:00p.m.
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$172.9M
Non-discretionary$1.2M
Total (RAUM)$174.1M