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Southwest Investment Advisors, Inc.

● SEC registered since 2020CRD 312685SEC# 801-120406Tucson, AZ
Export (members)
Reg. AUM
$325.7M
Employees
4
Accounts
1,156
Location
Tucson, AZ

Southwest Investment Advisors, Inc. assets under management

Southwest Investment Advisors, Inc. is an investment advisory firm registered with the SEC based in Tucson, AZ. The firm has been registered since 2020. It reports $325.7 million in regulatory assets under management and employs 4 people.
www.siatucson.comView on SEC.gov ↗

Southwest Investment Advisors, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Alexandra Farquhar Kusler ControlShareholder50-75%2020
Richard John Zich ControlPresident, Cco50-75%2020

Frequently asked questions

How much does Southwest Investment Advisors, Inc. manage?

Southwest Investment Advisors, Inc. reports $325.7 million in regulatory assets under management on its Form ADV.

How many employees does Southwest Investment Advisors, Inc. have?

Southwest Investment Advisors, Inc. reports 4 employees.

Where is Southwest Investment Advisors, Inc. located?

Southwest Investment Advisors, Inc. is based in Tucson, AZ and has been SEC-registered since 2020.

Does Southwest Investment Advisors, Inc. disclose fund performance?

Southwest Investment Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address7594 N la Cholla, Tucson, AZ 85741
Phone520-544-2500
Fax520-544-0499
Office hoursM-Th: 7:00 a.m.-4:00 p.m., Fri.: 7:00 a.m.-2p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$325.7M
Non-discretionary$0
Total (RAUM)$325.7M