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Sovereign Financial Group, Inc.

● SEC registered since 2019CRD 294314SEC# 801-114529Stamford, CT
Export (members)
Reg. AUM
$882.7M
Employees
26
Accounts
3,304
Location
Stamford, CT

Sovereign Financial Group, Inc. assets under management

Sovereign Financial Group, Inc. operates as an SEC-registered investment adviser based in Stamford, CT. The firm has been registered since 2019. It reports $882.7 million in regulatory assets under management and employs 26 people.
www.youtube.com/@sovereignadvisorsolutions8674View on SEC.gov ↗

Sovereign Financial Group, Inc. owners & executives

3 reported
NameTitleOwnershipSince
Charles Failla ControlManaging MemberOver 75%2003
Christopher Michael MortaraChief Compliance OfficerUnder 5%2025
Nicholas Donald ThiedeHead Of OperationsUnder 5%2025

Frequently asked questions

How much does Sovereign Financial Group, Inc. manage?

Sovereign Financial Group, Inc. reports $882.7 million in regulatory assets under management on its Form ADV.

How many employees does Sovereign Financial Group, Inc. have?

Sovereign Financial Group, Inc. reports 26 employees.

Where is Sovereign Financial Group, Inc. located?

Sovereign Financial Group, Inc. is based in Stamford, CT and has been SEC-registered since 2019.

Does Sovereign Financial Group, Inc. disclose fund performance?

Sovereign Financial Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address35 West Broad Street, Suite 100, Stamford, CT 06902
Phone(888) 765-8180
Fax(888) 765-8195
Office hoursBy Appointment Only
SEC regionBoston Regional Office (BRO)
CIK1846175
Discloses disciplinary historyNo

Assets under management

Discretionary$850.2M
Non-discretionary$32.5M
Total (RAUM)$882.7M