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Sovereign Investment Advisors LLC

● SEC registered since 2015CRD 149040SEC# 801-80942Phoenix, AZ
Export (members)
Reg. AUM
$2.99B
Employees
8
Accounts
138
Location
Phoenix, AZ

Sovereign Investment Advisors LLC assets under management

Sovereign Investment Advisors LLC is an SEC-registered investment adviser based in Phoenix, AZ. The firm has been registered since 2015. It reports $3 billion in regulatory assets under management and employs 8 people.

Sovereign Investment Advisors LLC owners & executives

7 reported
NameTitleOwnershipSince
April Dawn Lamb ControlDirector Of OperationsUnder 5%2021
Jeffrey Michael Lamb ControlPrincipalUnder 5%2009
Marguerite Amaral Tavares ControlChief Compliance OfficerUnder 5%2021
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Frequently asked questions

How much does Sovereign Investment Advisors LLC manage?

Sovereign Investment Advisors LLC reports $3 billion in regulatory assets under management on its Form ADV.

How many employees does Sovereign Investment Advisors LLC have?

Sovereign Investment Advisors LLC reports 8 employees.

Where is Sovereign Investment Advisors LLC located?

Sovereign Investment Advisors LLC is based in Phoenix, AZ and has been SEC-registered since 2015.

Does Sovereign Investment Advisors LLC disclose fund performance?

Sovereign Investment Advisors LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address3930 E Ray Road Suite 170, Phoenix, AZ 85044
Phone480-385-2850
Fax480-385-2855
Office hours9:00 a.m. To 5:00 p.m.
SEC regionLos Angeles Regional Office (LARO)
CIK1908165
Discloses disciplinary historyYes

Assets under management

Discretionary$2.71B
Non-discretionary$281.1M
Total (RAUM)$2.99B