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Sowell Financial Services, LLC

● SEC registered since 2005CRD 127145SEC# 801-63991North Little Rock, AR
Export (members)
Reg. AUM
$4.23B
Employees
146
Accounts
13,257
Location
North Little Rock, AR

Sowell Financial Services, LLC assets under management

Sowell Financial Services, LLC is an investment advisory firm registered with the SEC based in North Little Rock, AR. The firm has been registered since 2005. It reports $4.2 billion in regulatory assets under management and employs 146 people.

Sowell Financial Services, LLC owners & executives

10 reported
NameTitleOwnershipSince
Charles Clifford HicksChief Customer OfficerUnder 5%2015
Cynthia Sowell ControlMember50-75%2009
Daryl T Seaton ControlPresidentUnder 5%2020
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Frequently asked questions

How much does Sowell Financial Services, LLC manage?

Sowell Financial Services, LLC reports $4.2 billion in regulatory assets under management on its Form ADV.

How many employees does Sowell Financial Services, LLC have?

Sowell Financial Services, LLC reports 146 employees.

Where is Sowell Financial Services, LLC located?

Sowell Financial Services, LLC is based in North Little Rock, AR and has been SEC-registered since 2005.

Does Sowell Financial Services, LLC disclose fund performance?

Sowell Financial Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address5320 Northshore Drive, North Little Rock, AR 72118
Phone501-219-2434
Fax501-812-6380
Office hours8:00a.m. To 5:00p.m.
SEC regionFort Worth Regional Office (FWRO)
Discloses disciplinary historyYes

Assets under management

Discretionary$4.14B
Non-discretionary$87.7M
Total (RAUM)$4.23B