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Sparx Asset Management Co., Ltd.

● SEC registered since 2005CRD 134747SEC# 801-64550Tokyo
Export (members)
Reg. AUM
$10.04B
Employees
147
Accounts
96
Location
Tokyo

Sparx Asset Management Co., Ltd. assets under management

Sparx Asset Management Co., Ltd. is a registered investment adviser overseen by the SEC based in Tokyo. The firm has been registered since 2005. It reports $10 billion in regulatory assets under management and employs 147 people.
www.sparx.co.jp/insView on SEC.gov ↗

Sparx Asset Management Co., Ltd. owners & executives

8 reported
NameTitleOwnershipSince
Hiroshi (nmn) Minematsu ControlDirectorUnder 5%2018
Shuhei Abe ControlPresident And Chief Executive OfficerUnder 5%2011
Sparx Group Co., Ltd. ControlSole ShareholderOver 75%2006
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Frequently asked questions

How much does Sparx Asset Management Co., Ltd. manage?

Sparx Asset Management Co., Ltd. reports $10 billion in regulatory assets under management on its Form ADV.

How many employees does Sparx Asset Management Co., Ltd. have?

Sparx Asset Management Co., Ltd. reports 147 employees.

Where is Sparx Asset Management Co., Ltd. located?

Sparx Asset Management Co., Ltd. is based in Tokyo and has been SEC-registered since 2005.

Does Sparx Asset Management Co., Ltd. disclose fund performance?

Sparx Asset Management Co., Ltd. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

AddressShinagawa Season Terrace 6th Floor,, 1-2-70,konan, Minato-Ku, Tokyo 108-0075
Phone813-6711-9200
Fax813-6711-9201
Office hours8:30 - 5:30
SEC regionHQ
Discloses disciplinary historyNo

Assets under management

Discretionary$9.54B
Non-discretionary$498.4M
Total (RAUM)$10.04B