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SPC Financial Inc

CRD 104618SEC# 801-14191Rockville, MD
Export (members)
No longer SEC-registered. SPC Financial Inc appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$1.39B
Employees
33
Accounts
4,180
Location
Rockville, MD

SPC Financial Inc assets under management

SPC Financial Inc operates as an SEC-registered investment adviser based in Rockville, MD. It reports $1.4 billion in regulatory assets under management and employs 33 people.
View on SEC.gov ↗

SPC Financial Inc owners & executives

4 reported
NameTitleOwnershipSince
Daniel Abraham Ball ControlGeneral Counsel And CcoUnder 5%2015
Edward Geoffrey Sella ControlCeoOver 75%1989
Leo Daniel MartinicTreasurerUnder 5%2002
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Frequently asked questions

How much does SPC Financial Inc manage?

SPC Financial Inc reports $1.4 billion in regulatory assets under management on its Form ADV.

How many employees does SPC Financial Inc have?

SPC Financial Inc reports 33 employees.

Where is SPC Financial Inc located?

SPC Financial Inc is based in Rockville, MD.

Does SPC Financial Inc disclose fund performance?

SPC Financial Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address3202 Tower Oaks Blvd, Suite 400, Rockville, MD 20852-4219
Office hours8:30 a.m. To 5:30 p.m.
Discloses disciplinary historyNo

Assets under management

Discretionary$1.39B
Non-discretionary$3.1M
Total (RAUM)$1.39B