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Spectra Investment Management, LLC

● SEC registered since 2017CRD 288145SEC# 801-110258Stuart, FL
Export (members)
Reg. AUM
$243.7M
Employees
3
Accounts
125
Location
Stuart, FL

Spectra Investment Management, LLC assets under management

Spectra Investment Management, LLC is an investment advisory firm registered with the SEC based in Stuart, FL. The firm has been registered since 2017. It reports $243.7 million in regulatory assets under management and employs 3 people.
www.linkedin.com/company/spectrainvestmentmanagementllcView on SEC.gov ↗

Spectra Investment Management, LLC owners & executives

2 reported
NameTitleOwnershipSince
Julia Elizabeth Zaino ControlMember/Chief Compliance Officer10-25%2019
Scott Alan Roads ControlManaging MemberOver 75%2017

Frequently asked questions

How much does Spectra Investment Management, LLC manage?

Spectra Investment Management, LLC reports $243.7 million in regulatory assets under management on its Form ADV.

How many employees does Spectra Investment Management, LLC have?

Spectra Investment Management, LLC reports 3 employees.

Where is Spectra Investment Management, LLC located?

Spectra Investment Management, LLC is based in Stuart, FL and has been SEC-registered since 2017.

Does Spectra Investment Management, LLC disclose fund performance?

Spectra Investment Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address401 SE Osceola Street, Suite 202, Stuart, FL 34994
Phone(772) 324-5640
Fax(772) 261-2111
Office hours8:30 a.m. To 5:00 p.m.
SEC regionMiami Regional Office (MIRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$230.2M
Non-discretionary$13.5M
Total (RAUM)$243.7M