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Spectrum Advisors, Inc.

● SEC registered since 2022CRD 114805SEC# 801-126099Plano, TX
Export (members)
Reg. AUM
$149M
Employees
9
Accounts
870
Location
Plano, TX

Spectrum Advisors, Inc. assets under management

Spectrum Advisors, Inc. is an investment advisory firm registered with the SEC based in Plano, TX. The firm has been registered since 2022. It reports $149 million in regulatory assets under management and employs 9 people.

Spectrum Advisors, Inc. owners & executives

3 reported
NameTitleOwnershipSince
David R FaulknerShareholder25-50%2021
Jon Michael Reppert ControlPresident50-75%1996
Zachary Jonathan NorrisChief Compliance OfficerUnder 5%2025

Frequently asked questions

How much does Spectrum Advisors, Inc. manage?

Spectrum Advisors, Inc. reports $149 million in regulatory assets under management on its Form ADV.

How many employees does Spectrum Advisors, Inc. have?

Spectrum Advisors, Inc. reports 9 employees.

Where is Spectrum Advisors, Inc. located?

Spectrum Advisors, Inc. is based in Plano, TX and has been SEC-registered since 2022.

Does Spectrum Advisors, Inc. disclose fund performance?

Spectrum Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2805 Dallas Parkway, Ste 200, Plano, TX 75093
Phone972-931-3700
Fax972-931-9023
Office hours9:00-5:00
SEC regionFort Worth Regional Office (FWRO)
Discloses disciplinary historyYes

Assets under management

Discretionary$149M
Non-discretionary$0
Total (RAUM)$149M