| Name | Title | Ownership | Since |
|---|---|---|---|
| Kelly Family Trust Dtd 08/28/1984 Control | Shareholder | 10-25% | 1990 |
| Marc Duane Kelly | Shareholder | 5-10% | 1990 |
| Roland Duane Kelly Control | Trustee Of Kelly Family Trust Dtd 08/28/1984 | Under 5% | 1990 |
Spectrum Asset Management Inc reports $640.1 million in regulatory assets under management on its Form ADV.
Spectrum Asset Management Inc reports 11 employees.
Spectrum Asset Management Inc is based in Newport Beach, CA and has been SEC-registered since 1987.
Spectrum Asset Management Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 1301 Dove Street, Suite 720, Newport Beach, CA 92660-2453 |
| Phone | 949-717-3400 |
| Fax | 949-717-3410 |
| Office hours | 7:30a.m.-4:00p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| CIK | 1632078 |
| Discloses disciplinary history | No |
| Discretionary | $640.1M |
| Non-discretionary | $0 |
| Total (RAUM) | $640.1M |