| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Spectrum Capital Securities Institutional Fund LLC | Other Private | $39.6M | $1M |
| Name | Title | Ownership | Since |
|---|---|---|---|
| Jean Marie Orlando | Financial Operations Principal & Chief Financial Officer | Under 5% | 2000 |
| Joseph Andrew Hanczor | Managing Director & Chief Compliance Officer | Under 5% | 2009 |
| Joseph John Urciuoli | Executive Director & Head Of Research | Under 5% | 2010 |
Spectrum Asset Management, Inc. reports $19.7 billion in regulatory assets under management on its Form ADV.
Spectrum Asset Management, Inc. manages 1 private funds with combined gross assets of $39.6 million.
Spectrum Asset Management, Inc. reports 26 employees.
Spectrum Asset Management, Inc. is based in Stamford, CT and has been SEC-registered since 1987.
Spectrum Asset Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 2 High Ridge Park, Stamford, CT 06905 |
| Phone | 203-322-0189 |
| Fax | 203-968-6082 |
| Office hours | 8a.m. - 5:30p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | Yes |
| Discretionary | $15.09B |
| Non-discretionary | $4.6B |
| Total (RAUM) | $19.68B |