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Spectrum Financial Inc

● SEC registered since 1988CRD 105618SEC# 801-33311Virginia Beach, VA
Export (members)
Reg. AUM
$266.3M
Employees
9
Accounts
245
Location
Virginia Beach, VA

Spectrum Financial Inc assets under management

Spectrum Financial Inc operates as an SEC-registered investment adviser based in Virginia Beach, VA. The firm has been registered since 1988. It reports $266.3 million in regulatory assets under management and employs 9 people.
investspectrum.comView on SEC.gov ↗

Spectrum Financial Inc owners & executives

3 reported
NameTitleOwnershipSince
Mary K Collins ControlPresidentUnder 5%2004
Mary K Collins ControlChief Compliance OfficerUnder 5%2004
Ralph John Doudera ControlCeoOver 75%2003

Frequently asked questions

How much does Spectrum Financial Inc manage?

Spectrum Financial Inc reports $266.3 million in regulatory assets under management on its Form ADV.

How many employees does Spectrum Financial Inc have?

Spectrum Financial Inc reports 9 employees.

Where is Spectrum Financial Inc located?

Spectrum Financial Inc is based in Virginia Beach, VA and has been SEC-registered since 1988.

Does Spectrum Financial Inc disclose fund performance?

Spectrum Financial Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address272 Bendix Road, Ste 600, Virginia Beach, VA 23452
Phone757-463-7600
Fax757-463-1232
Office hours8:30a.m. - 4:30p.m.
SEC regionPhiladelphia Regional Office (PLRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$266.3M
Non-discretionary$0
Total (RAUM)$266.3M