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Spectrum Financial Resources, LLC

● SEC registered since 2022CRD 127453SEC# 801-126271Troy, MI
Export (members)
Reg. AUM
$206.6M
Employees
5
Accounts
1,188
Location
Troy, MI

Spectrum Financial Resources, LLC assets under management

Spectrum Financial Resources, LLC is an investment advisory firm registered with the SEC based in Troy, MI. The firm has been registered since 2022. It reports $206.6 million in regulatory assets under management and employs 5 people.
www.linkedin.com/in/spectrum-financial-resources-02239414aView on SEC.gov ↗

Spectrum Financial Resources, LLC owners & executives

2 reported
NameTitleOwnershipSince
Daniel Thomas Hoban ControlManaging Member/Chief Compliance Officer50-75%2009
Jean Ann Schneider ControlManaging Member50-75%2009

Frequently asked questions

How much does Spectrum Financial Resources, LLC manage?

Spectrum Financial Resources, LLC reports $206.6 million in regulatory assets under management on its Form ADV.

How many employees does Spectrum Financial Resources, LLC have?

Spectrum Financial Resources, LLC reports 5 employees.

Where is Spectrum Financial Resources, LLC located?

Spectrum Financial Resources, LLC is based in Troy, MI and has been SEC-registered since 2022.

Does Spectrum Financial Resources, LLC disclose fund performance?

Spectrum Financial Resources, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1661 W. Big Beaver, Troy, MI 48084
Phone248-643-0033
Fax248-643-0066
Office hours9:00 a.m.-4:00 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$87.2M
Non-discretionary$119.4M
Total (RAUM)$206.6M