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Spectrum Wealth Advisory Group, LLC

● SEC registered since 2018CRD 298632SEC# 801-114024Granite Bay, CA
Export (members)
Reg. AUM
$370M
Employees
4
Accounts
604
Location
Granite Bay, CA

Spectrum Wealth Advisory Group, LLC assets under management

Spectrum Wealth Advisory Group, LLC is an SEC-registered investment adviser based in Granite Bay, CA. The firm has been registered since 2018. It reports $370 million in regulatory assets under management and employs 4 people.

Spectrum Wealth Advisory Group, LLC owners & executives

2 reported
NameTitleOwnershipSince
Kenneth Lee Christie ControlChief Compliance Officer & Managing MemberOver 75%2018
Michael Rutherford Thompson ControlPartner & Wealth Advisor5-10%2019

Frequently asked questions

How much does Spectrum Wealth Advisory Group, LLC manage?

Spectrum Wealth Advisory Group, LLC reports $370 million in regulatory assets under management on its Form ADV.

How many employees does Spectrum Wealth Advisory Group, LLC have?

Spectrum Wealth Advisory Group, LLC reports 4 employees.

Where is Spectrum Wealth Advisory Group, LLC located?

Spectrum Wealth Advisory Group, LLC is based in Granite Bay, CA and has been SEC-registered since 2018.

Does Spectrum Wealth Advisory Group, LLC disclose fund performance?

Spectrum Wealth Advisory Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address5925 Granite Lake Drive, Suite 130, Granite Bay, CA 95746
Phone(916) 772-5970
Office hours8a.m.-5p.m.
SEC regionSan Francisco Regional Office (SFRO)
CIK1776821
Discloses disciplinary historyNo

Assets under management

Discretionary$370M
Non-discretionary$0
Total (RAUM)$370M