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Spectrum Wealth Counsel, LLC

CRD 323651SEC# 801-126882Indianapolis, IN
Export (members)
No longer SEC-registered. Spectrum Wealth Counsel, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$1.15B
Employees
12
Accounts
1,504
Location
Indianapolis, IN

Spectrum Wealth Counsel, LLC assets under management

Spectrum Wealth Counsel, LLC is a registered investment adviser overseen by the SEC based in Indianapolis, IN. It reports $1.2 billion in regulatory assets under management and employs 12 people.

Spectrum Wealth Counsel, LLC owners & executives

13 reported
NameTitleOwnershipSince
Focus Operating, LLC ControlMember (manager)Over 75%2022
Leslie Diane Thompson ControlCco/CioUnder 5%2022
Robert Cletus Phillips ControlCeo/PresidentUnder 5%2022
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Frequently asked questions

How much does Spectrum Wealth Counsel, LLC manage?

Spectrum Wealth Counsel, LLC reports $1.2 billion in regulatory assets under management on its Form ADV.

How many employees does Spectrum Wealth Counsel, LLC have?

Spectrum Wealth Counsel, LLC reports 12 employees.

Where is Spectrum Wealth Counsel, LLC located?

Spectrum Wealth Counsel, LLC is based in Indianapolis, IN.

Does Spectrum Wealth Counsel, LLC disclose fund performance?

Spectrum Wealth Counsel, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address600 East 96th Street, Suite 130, Indianapolis, IN 46240
Office hours8:00 a.m. - 5:00 p.m.
Discloses disciplinary historyNo

Assets under management

Discretionary$1.09B
Non-discretionary$58.4M
Total (RAUM)$1.15B