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Spielberger & Brooks, Inc.

● SEC registered since 2008CRD 147197SEC# 801-69153Woodbury, NY
Export (members)
Reg. AUM
$390.2M
Employees
2
Accounts
248
Location
Woodbury, NY

Spielberger & Brooks, Inc. assets under management

Spielberger & Brooks, Inc. is an investment advisory firm registered with the SEC based in Woodbury, NY. The firm has been registered since 2008. It reports $390.2 million in regulatory assets under management and employs 2 people.
spielbergerbrooks.comView on SEC.gov ↗

Spielberger & Brooks, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Craig David Brooks ControlManaging Director & Cco25-50%2012
Mark Henry Spielberger ControlCeo & President50-75%2008

Frequently asked questions

How much does Spielberger & Brooks, Inc. manage?

Spielberger & Brooks, Inc. reports $390.2 million in regulatory assets under management on its Form ADV.

How many employees does Spielberger & Brooks, Inc. have?

Spielberger & Brooks, Inc. reports 2 employees.

Where is Spielberger & Brooks, Inc. located?

Spielberger & Brooks, Inc. is based in Woodbury, NY and has been SEC-registered since 2008.

Does Spielberger & Brooks, Inc. disclose fund performance?

Spielberger & Brooks, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address7600 Jericho Turnpike, Suite 305, Woodbury, NY 11797
Phone516-433-3100
Fax516-960-3100
Office hours5-Sep
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$381.3M
Non-discretionary$8.9M
Total (RAUM)$390.2M