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Split Rock Private Trading and Wealth Management LLC

● SEC registered since 2020CRD 152003SEC# 801-119587Cloquet, MN
Export (members)
Reg. AUM
$308.7M
Employees
6
Accounts
1,898
Location
Cloquet, MN

Split Rock Private Trading and Wealth Management LLC assets under management

Split Rock Private Trading and Wealth Management LLC is a registered investment adviser overseen by the SEC based in Cloquet, MN. The firm has been registered since 2020. It reports $308.7 million in regulatory assets under management and employs 6 people.
www.splitrocktrading.comView on SEC.gov ↗

Split Rock Private Trading and Wealth Management LLC owners & executives

2 reported
NameTitleOwnershipSince
Mark Joseph Cool ControlManaging Member & Chief Compliance Officer50-75%2013
Tyler Allen Kocon ControlManaging Member50-75%2009

Frequently asked questions

How much does Split Rock Private Trading and Wealth Management LLC manage?

Split Rock Private Trading and Wealth Management LLC reports $308.7 million in regulatory assets under management on its Form ADV.

How many employees does Split Rock Private Trading and Wealth Management LLC have?

Split Rock Private Trading and Wealth Management LLC reports 6 employees.

Where is Split Rock Private Trading and Wealth Management LLC located?

Split Rock Private Trading and Wealth Management LLC is based in Cloquet, MN and has been SEC-registered since 2020.

Does Split Rock Private Trading and Wealth Management LLC disclose fund performance?

Split Rock Private Trading and Wealth Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address105 Arch St, Cloquet, MN 55720
Phone(218) 879-3262
Fax(218) 336-2952
Office hours8:30 a.m. -4:30 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$301.6M
Non-discretionary$7.2M
Total (RAUM)$308.7M