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Sprott Asset Management USA Inc.

● SEC registered since 2006CRD 139022SEC# 801-66131Darien, CT
Export (members)
Ranks #1,159 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$4.64B
Fund GAV
$168.7M
Private funds
5
Employees
59
Accounts
2,613
Location
Darien, CT

Sprott Asset Management USA Inc. assets under management

Sprott Asset Management USA Inc. operates as an SEC-registered investment adviser based in Darien, CT. The firm has been registered since 2006. It reports $4.6 billion in regulatory assets under management and employs 59 people. Sprott Asset Management USA Inc. manages 5 private funds with combined gross assets of $168.7 million, including Sprott Hathaway Special Situations Fund, LP. By regulatory assets, it ranks 1,159 of 5,911 private fund managers.

Sprott Asset Management USA Inc. private funds

5 funds · $168.7M GAV
FundTypeGross assetsMin.
Sprott Hathaway Special Situations Fund, LPHedge$74.9M$1M
Resource Exploration and Development Private Placement Qp, LPHedge$31.7M$250K
Sprott Physical Commodities Fund LPHedge$30.5M$1M
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Sprott Asset Management USA Inc. owners & executives

9 reported
NameTitleOwnershipSince
Robert Virgil Villaflor ControlDirectorUnder 5%2021
Robert Virgil Villaflor ControlPresidentUnder 5%2016
Sprott U.S. Holdings Inc. ControlOwnerOver 75%2011
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Frequently asked questions

How much does Sprott Asset Management USA Inc. manage?

Sprott Asset Management USA Inc. reports $4.6 billion in regulatory assets under management on its Form ADV.

How many private funds does Sprott Asset Management USA Inc. manage?

Sprott Asset Management USA Inc. manages 5 private funds with combined gross assets of $168.7 million.

How many employees does Sprott Asset Management USA Inc. have?

Sprott Asset Management USA Inc. reports 59 employees.

Where is Sprott Asset Management USA Inc. located?

Sprott Asset Management USA Inc. is based in Darien, CT and has been SEC-registered since 2006.

Does Sprott Asset Management USA Inc. disclose fund performance?

Sprott Asset Management USA Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address320 Post Road, Suite 230, Darien, CT 06820
Phone203-656-2400
Office hours8:00 a.m. - 4 p.m.
SEC regionBoston Regional Office (BRO)
CIK1728686
Discloses disciplinary historyYes

Assets under management

Discretionary$4.21B
Non-discretionary$425.1M
Total (RAUM)$4.64B

Service providers