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Spwm Advisors LLC

● SEC registered since 2024CRD 328977SEC# 801-129202Traverse City, MI
Export (members)
Reg. AUM
$225.8M
Employees
12
Accounts
1,100
Location
Traverse City, MI

Spwm Advisors LLC assets under management

Spwm Advisors LLC is an investment advisory firm registered with the SEC based in Traverse City, MI. The firm has been registered since 2024. It reports $225.8 million in regulatory assets under management and employs 12 people.

Spwm Advisors LLC owners & executives

6 reported
NameTitleOwnershipSince
Lauren Renee Golba ControlChief Compliance OfficerUnder 5%2023
Lrg Financial, Inc. ControlOwner25-50%2023
Matthew Thomas Golba ControlManaging MemberUnder 5%2023
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Frequently asked questions

How much does Spwm Advisors LLC manage?

Spwm Advisors LLC reports $225.8 million in regulatory assets under management on its Form ADV.

How many employees does Spwm Advisors LLC have?

Spwm Advisors LLC reports 12 employees.

Where is Spwm Advisors LLC located?

Spwm Advisors LLC is based in Traverse City, MI and has been SEC-registered since 2024.

Does Spwm Advisors LLC disclose fund performance?

Spwm Advisors LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address134 W State Street, Suite 200, Traverse City, MI 49684
Phone(231) 668-6999
Fax231-943-1247
Office hoursBy Appointment
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$225.8M
Non-discretionary$0
Total (RAUM)$225.8M