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St. Germain Investment Management, Inc.

● SEC registered since 1976CRD 155186SEC# 801-12471Springfield, MA
Export (members)
Reg. AUM
$3.1B
Employees
42
Accounts
6,159
Location
Springfield, MA

St. Germain Investment Management, Inc. assets under management

St. Germain Investment Management, Inc. operates as an SEC-registered investment adviser based in Springfield, MA. The firm has been registered since 1976. It reports $3.1 billion in regulatory assets under management and employs 42 people.
www.linkedin.com/company/st.-germain-investment-managementView on SEC.gov ↗

St. Germain Investment Management, Inc. owners & executives

6 reported
NameTitleOwnershipSince
Dj St Germain Co., Inc.Corporate OwnerOver 75%2010
John Francis Fortier ControlTreasurerUnder 5%2022
Michael Robert Matty ControlPresident, Director, SecretaryUnder 5%2010
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Frequently asked questions

How much does St. Germain Investment Management, Inc. manage?

St. Germain Investment Management, Inc. reports $3.1 billion in regulatory assets under management on its Form ADV.

How many employees does St. Germain Investment Management, Inc. have?

St. Germain Investment Management, Inc. reports 42 employees.

Where is St. Germain Investment Management, Inc. located?

St. Germain Investment Management, Inc. is based in Springfield, MA and has been SEC-registered since 1976.

Does St. Germain Investment Management, Inc. disclose fund performance?

St. Germain Investment Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1500 Main St, 25th Floor, Springfield, MA 01115-1001
Phone413-733-5111
Fax413-747-0848
Office hours8:30 a.m. To 4:30 p.m.
SEC regionBoston Regional Office (BRO)
CIK831571
Discloses disciplinary historyYes

Assets under management

Discretionary$3.1B
Non-discretionary$1.6M
Total (RAUM)$3.1B