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Steffes Financial, Ltd

● SEC registered since 2005CRD 134530SEC# 801-64179Overland Park, KS
Export (members)
Reg. AUM
$611.5M
Employees
4
Accounts
652
Location
Overland Park, KS

Steffes Financial, Ltd assets under management

Steffes Financial, Ltd operates as an SEC-registered investment adviser based in Overland Park, KS. The firm has been registered since 2005. It reports $611.5 million in regulatory assets under management and employs 4 people.
www.steffesfinancial.comView on SEC.gov ↗

Steffes Financial, Ltd owners & executives

1 reported
NameTitleOwnershipSince
Grant Gerald Steffes ControlDirector, President, Secretary, & Chief Compliance OfficerOver 75%2023

Frequently asked questions

How much does Steffes Financial, Ltd manage?

Steffes Financial, Ltd reports $611.5 million in regulatory assets under management on its Form ADV.

How many employees does Steffes Financial, Ltd have?

Steffes Financial, Ltd reports 4 employees.

Where is Steffes Financial, Ltd located?

Steffes Financial, Ltd is based in Overland Park, KS and has been SEC-registered since 2005.

Does Steffes Financial, Ltd disclose fund performance?

Steffes Financial, Ltd is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address8655 College Blvd, Suite 101, Overland Park, KS 66210
Phone913-722-1111
Fax913-722-1120
Office hours8:30 a.m. To 5:00 p.m.
SEC regionDenver Regional Office (DRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$354.6M
Non-discretionary$256.9M
Total (RAUM)$611.5M