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Stephen Smith Financial Inc.

● SEC registered since 2025CRD 339402SEC# 801-134877Schaumburg, IL
Export (members)
Reg. AUM
—
Employees
3
Accounts
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Location
Schaumburg, IL

Stephen Smith Financial Inc. assets under management

Stephen Smith Financial Inc. operates as an SEC-registered investment adviser based in Schaumburg, IL. The firm has been registered since 2025. It employs 3 people.
www.stephensmithfinancial.comView on SEC.gov ↗

Stephen Smith Financial Inc. owners & executives

1 reported
NameTitleOwnershipSince
Stephen Richard Smith ControlPresident / CcoOver 75%2025

Frequently asked questions

How many employees does Stephen Smith Financial Inc. have?

Stephen Smith Financial Inc. reports 3 employees.

Where is Stephen Smith Financial Inc. located?

Stephen Smith Financial Inc. is based in Schaumburg, IL and has been SEC-registered since 2025.

Does Stephen Smith Financial Inc. disclose fund performance?

Stephen Smith Financial Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1701 East Woodfield Road, Suite 810, Schaumburg, IL 60173
Phone847-337-1022
Office hoursBy Appointment
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo