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Stephens Inc.

● SEC registered since 1980CRD 3496SEC# 801-15510Little Rock, AR
Export (members)
Reg. AUM
$16.44B
Employees
623
Accounts
21,784
Location
Little Rock, AR

Stephens Inc. assets under management

Stephens Inc. is an SEC-registered investment adviser based in Little Rock, AR. The firm has been registered since 1980. It reports $16.4 billion in regulatory assets under management and employs 623 people.

Stephens Inc. owners & executives

13 reported
NameTitleOwnershipSince
Curtis Franklin Jr Bradbury ControlVice Chairman Of BoardUnder 5%2023
Donald Lawrence ChaneySenior Vice President And Chief Compliance Officer - Broker Dealer/Investment AdvisorUnder 5%2015
John Calhoun Stephens ControlCo-Chief Executive OfficerUnder 5%2025
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Frequently asked questions

How much does Stephens Inc. manage?

Stephens Inc. reports $16.4 billion in regulatory assets under management on its Form ADV.

How many employees does Stephens Inc. have?

Stephens Inc. reports 623 employees.

Where is Stephens Inc. located?

Stephens Inc. is based in Little Rock, AR and has been SEC-registered since 1980.

Does Stephens Inc. disclose fund performance?

Stephens Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address111 Center St, Little Rock, AR 72201
Phone501-377-2000
Fax501-377-2495
Office hours8:00a.m. To 5:00p.m.
SEC regionFort Worth Regional Office (FWRO)
CIK757657
Discloses disciplinary historyYes

Assets under management

Discretionary$12.52B
Non-discretionary$3.92B
Total (RAUM)$16.44B