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Stephens Investment Management Group, LLC

● SEC registered since 2005CRD 136369SEC# 801-64675Little Rock, AR
Export (members)
Reg. AUM
$7.64B
Employees
23
Accounts
174
Location
Little Rock, AR

Stephens Investment Management Group, LLC assets under management

Stephens Investment Management Group, LLC is an investment advisory firm registered with the SEC based in Little Rock, AR. The firm has been registered since 2005. It reports $7.6 billion in regulatory assets under management and employs 23 people.

Stephens Investment Management Group, LLC owners & executives

7 reported
NameTitleOwnershipSince
Allison RhodesChief Compliance Officer, General CounselUnder 5%2024
Joseph Warren Simpson ControlPresident And Chief Executive OfficerUnder 5%2005
Michael William Nolte ControlChief Operating Officer, Senior Vice PresidentUnder 5%2006
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Frequently asked questions

How much does Stephens Investment Management Group, LLC manage?

Stephens Investment Management Group, LLC reports $7.6 billion in regulatory assets under management on its Form ADV.

How many employees does Stephens Investment Management Group, LLC have?

Stephens Investment Management Group, LLC reports 23 employees.

Where is Stephens Investment Management Group, LLC located?

Stephens Investment Management Group, LLC is based in Little Rock, AR and has been SEC-registered since 2005.

Does Stephens Investment Management Group, LLC disclose fund performance?

Stephens Investment Management Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address111 Center Street, Little Rock, AR 72201
Phone800-458-6589
Fax501-377-2327
Office hours8:00 a.m. To 5:00 p.m.
SEC regionFort Worth Regional Office (FWRO)
CIK1314440
Discloses disciplinary historyNo

Assets under management

Discretionary$7.64B
Non-discretionary$0
Total (RAUM)$7.64B