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Stephenson and Company, Inc.

● SEC registered since 2019CRD 111453SEC# 801-117128San Clemente, CA
Export (members)
Reg. AUM
$311.8M
Employees
4
Accounts
543
Location
San Clemente, CA

Stephenson and Company, Inc. assets under management

Stephenson and Company, Inc. is an investment advisory firm registered with the SEC based in San Clemente, CA. The firm has been registered since 2019. It reports $311.8 million in regulatory assets under management and employs 4 people.

Stephenson and Company, Inc. owners & executives

7 reported
NameTitleOwnershipSince
Bradley and Teresa Ann Stephenson Trust Dated 7-27-98 ControlShareholderOver 75%2016
Bradley Stephenson ControlPresident/CcoUnder 5%2016
Riley Sean Stephenson ControlShareholder/Chief Financial Officer10-25%2016
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Frequently asked questions

How much does Stephenson and Company, Inc. manage?

Stephenson and Company, Inc. reports $311.8 million in regulatory assets under management on its Form ADV.

How many employees does Stephenson and Company, Inc. have?

Stephenson and Company, Inc. reports 4 employees.

Where is Stephenson and Company, Inc. located?

Stephenson and Company, Inc. is based in San Clemente, CA and has been SEC-registered since 2019.

Does Stephenson and Company, Inc. disclose fund performance?

Stephenson and Company, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address241 Avenida del Mar, San Clemente, CA 92672
Phone949-727-4255
Fax949-369-2527
Office hours8:30 a.m. - 5:00p.m.
SEC regionLos Angeles Regional Office (LARO)
CIK2001544
Discloses disciplinary historyNo

Assets under management

Discretionary$246.2M
Non-discretionary$65.6M
Total (RAUM)$311.8M