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Sterling Financial Advisors, LLC

● SEC registered since 2022CRD 107783SEC# 801-126400
Export (members)
Reg. AUM
$143M
Employees
4
Accounts
337
Location
—

Sterling Financial Advisors, LLC assets under management

Sterling Financial Advisors, LLC is a registered investment adviser overseen by the SEC. The firm has been registered since 2022. It reports $143 million in regulatory assets under management and employs 4 people.
www.sterlingfinancialworld.comView on SEC.gov ↗

Sterling Financial Advisors, LLC owners & executives

2 reported
NameTitleOwnershipSince
Joseph Bayless ControlChief Compliance OfficerUnder 5%2022
Mary H Jochim ControlPresidentOver 75%1998

Frequently asked questions

How much does Sterling Financial Advisors, LLC manage?

Sterling Financial Advisors, LLC reports $143 million in regulatory assets under management on its Form ADV.

How many employees does Sterling Financial Advisors, LLC have?

Sterling Financial Advisors, LLC reports 4 employees.

Does Sterling Financial Advisors, LLC disclose fund performance?

Sterling Financial Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone402-970-9300
Office hours8:00a.m. - 4:00 p.m.
SEC regionDenver Regional Office (DRO)
Discloses disciplinary historyYes

Assets under management

Discretionary$126.6M
Non-discretionary$16.4M
Total (RAUM)$143M